Financial Crime Compliance Associate
About The Position
Nomura is a global financial services group with an integrated network spanning over 30 countries and regions. By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates and governments through its three business divisions: Retail, Wholesale (Global Markets and Investment Banking), and Investment Management. Founded in 1925, the firm is built on a tradition of disciplined entrepreneurship, serving clients with creative solutions and considered thought leadership. For further information about Nomura, visit Aon’s Benefit Index®, Nomura’s benefits rank #1 amongst our competitorsDepartment overview: Nomura Americas Financial Crime Compliance ("FCC") coordinates the Firm’s enterprise wide and legal entity specific anti-money laundering ("AML"), sanctions, and anti-bribery and anti-corruption (“ABC”) compliance policies. Role description: Role will assist the Nomura Americas FCC lead and BSA/AML Officers in managing and executing FCC related policies. The role will report directly to the Nomura Americas FCC lead.
Requirements
- 3+ years of applicable experience (i.e. financial institution AML, OFAC compliance).
- Knowledge of U.S. AML and sanctions laws and regulations, including U.S. Bank Secrecy Act, the USA PATRIOT Act, and OFAC. Understanding of corruption risks beneficial.
- Excellent time management and organization skills.
- Strong research, communication, and writing skills.
- Bachelor’s degree required.
Nice To Haves
- CAMS a plus.
- Law degree a plus.
- Practical broker dealer and capital markets knowledge a plus.
Responsibilities
- Advise business lines and other stakeholders on AML, sanctions, and ABC risks and policy requirements.
- Update and maintain FCC policies and procedures.
- Design and help administer FCC related training programs.
- Support FCC regional lead on regulatory inquiries, examinations and internal audits of FCC programs, including BSA/AML programs for regulated entities.
- Collect and coordinate distribution of FCC metrics.
- Assist with preparation, coordination, and execution of the Firm’s compliance and operational risk assessments.
- Represent FCC on key compliance initiatives, meetings and committees.
- Monitor and analyze developing trends and changes to relevant laws and regulations
- Participate in global Compliance initiatives, working closely with counterparts in London, Hong Kong, and Tokyo.
Stand Out From the Crowd
Upload your resume and get instant feedback on how well it matches this job.
What This Job Offers
Job Type
Full-time
Career Level
Mid Level
Number of Employees
5,001-10,000 employees
