Exam Management - Vice President
About The Position
Join our Corporate Third Party Oversight (CTPO) Exam Management team and play a key role in leading and supporting internal and external exam activities for the CTPO organization. As a Vice President, you will collaborate with senior leaders and stakeholders and gain broad firmwide exposure in a dynamic, fast-paced environment. This is your opportunity to join a team with firmwide visibility and influence and where your expertise will directly impact the success of the CTPO Program and the broader organization. As a CTPO Exam Management Vice President in the Corporate Third Party Oversight team, you will lead and support regulatory, internal, and external exam activities across the CTPO Program. You will partner with stakeholders across all Lines of Business and Corporate functions, ensuring exam readiness and consistent execution. Your expertise will help strengthen our exam management framework and drive successful outcomes for the firm.
Requirements
- Minimum 5 years of experience managing regulatory and audit activities in financial services or a related field.
- Experience operating at the Vice President level, with strong organizational skills and the ability to manage multiple priorities.
- Exceptional written and verbal communication skills, with the ability to tailor messaging to senior audiences and regulatory bodies.
- Strong analytical and problem-solving skills, with the ability to conduct independent research and deliver clear conclusions.
- Effective interpersonal skills and a collaborative approach to working across Lines of Business, countries, and regions.
- Advanced proficiency in Microsoft Word, PowerPoint, Excel, and SharePoint.
Nice To Haves
- Knowledge of regulatory requirements, risk management processes, and related controls.
Responsibilities
- Lead the preparation of high-quality written responses to CTPO exam-related inquiries, ensuring accuracy and alignment with firm objectives.
- Collaborate with senior leaders and cross-functional teams, providing expert guidance and thought leadership.
- Present complex information clearly and effectively to executives, regulators, and other stakeholders
- Conduct program overview sessions and prepare stakeholders for executive, regulatory and client meetings
- Strengthen the exam management framework to ensure consistent practices and reduce risk exposure.
- Drive and manage related projects and initiatives, delivering results under tight deadlines.
- Prepare internal reporting, metrics, and ongoing analyses of global regulatory activities, providing actionable insights to CTPO management.
Benefits
- We offer a competitive total rewards package including base salary determined based on the role, experience, skill set and location.
- Those in eligible roles may receive commission-based pay and/or discretionary incentive compensation, paid in the form of cash and/or forfeitable equity, awarded in recognition of individual achievements and contributions.
- We also offer a range of benefits and programs to meet employee needs, based on eligibility. These benefits include comprehensive health care coverage, on-site health and wellness centers, a retirement savings plan, backup childcare, tuition reimbursement, mental health support, financial coaching and more.
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What This Job Offers
Job Type
Full-time
Career Level
Executive
Education Level
No Education Listed
