Equities Compliance Advisory
Cantor Fitzgerald/BGC•New York, NY
56d
About The Position
The Senior Line 2 Compliance role is a leadership opportunity within Cantor Fitzgerald's globally recognized financial services firm. You will be responsible for guiding the Equities businesses on regulatory obligations, firm policies, and industry best practices, ensuring adherence to U.S. securities laws and FINRA/SEC regulations. This role offers a collaborative and innovative work environment, competitive benefits, and career growth.
Responsibilities
- Guiding the Equities businesses on regulatory obligations
- Ensuring adherence to U.S. securities laws and FINRA/SEC regulations
Benefits
- collaborative and innovative work environment
- competitive benefits
- career growth
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What This Job Offers
Job Type
Full-time
Career Level
Senior
Education Level
No Education Listed
Number of Employees
5,001-10,000 employees
