Director, Business Compliance Officer - Wealth Compliance

BNY • New York, NY

30d

About The Position

As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world's investible assets. Every day, our teams harness cutting-edge AI and breakthrough technologies to collaborate with clients, driving transformative solutions that redefine industries and uplift communities worldwide. Join us and be part of something extraordinary. We're seeking a future team member for the role Director, Business Compliance Officer - Wealth Compliance to join our Risk & Compliance team. This role is located in New York City.

Requirements

• Minimum of 10 years of experience in wealth management or consumer banking advisory compliance roles
• Strong knowledge of OCC, consumer banking, FINRA and/or SEC regulations
• Bachelor's degree required

Nice To Haves

• Highly preferred 5 years' or more experience in consumer compliance and/or experience with consumer banking compliance and the pertaining laws, regulations and rules of relevant regulators.
• advanced degree (JD, MBA) and/or relevant certifications preferred.

What This Job Offers

• Job Type: Full-time
• Career Level: Director