Crypto Advisory Compliance Officer, Vice President

Morgan StanleyDallas, TX
1d$108,000 - $184,500

About The Position

We're seeking someone to join our team as a Crypto Advisory Compliance Officer in U.S. Bank Compliance to shape the Morgan Stanley U.S. Banks digital assets business by navigating emerging regulations, collaborating across legal and risk teams, and driving the development of a compliance management system that supports innovation and regulatory integrity. In the Legal & Compliance Division, we assist the Firm in achieving its business objectives by facilitating and overseeing the Firm's management of legal, regulatory and franchise risk. This is a Vice President level position within the U.S. Bank Non-Financial Risk Oversight team, which is responsible for advising and guiding bank management through product design, development and implementation in a manner that ensures regulatory alignment, mitigates risk through efficient controls, and maintains compliance through the execution of effective risk management and oversight programs that can respond to an evolving regulatory environment. Since 1935, Morgan Stanley is known as a global leader in financial services, always evolving and innovating to better serve our clients and our communities in more than 40 countries around the world. At Morgan Stanley, you’ll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There’s also ample opportunity to move about the business for those who show passion and grit in their work. To learn more about our offices across the globe, please copy and paste https://www.morganstanley.com/about-us/global-offices into your browser. Morgan Stanley's goal is to build and maintain a workforce that is diverse in experience and background but uniform in reflecting our standards of integrity and excellence. Consequently, our recruiting efforts reflect our desire to attract and retain the best and brightest from all talent pools. We want to be the first choice for prospective employees. At Morgan Stanley, we advise, originate, trade, manage and distribute capital for people, governments and institutions, always with a standard of excellence and guided by our core values. Morgan Stanley is dedicated to providing first-class service to our clients, in a way that reflects our commitment to creating a more sustainable future and fostering stronger communities around the world. In each line of business, we strive to demonstrate our belief in the power of transformative thinking, innovative strategies and leading-edge solutions—and in the ability of capital to work for the benefit of all society.

Requirements

  • Experience and strong interest in the developing U.S. digital assets industry.
  • Experience with OCC permissibility and safety & soundness related to digital assets.
  • Experience with OCC digital asset letter (IL 1170/1183/1184) interpretations.
  • Experience with custody control design under 12 CFR Part 9 and OCC Custody Handbook.
  • Experience with escalation/reporting practices compatible with OCC Heightened Standards.
  • Experience with cybersecurity/key management aligned to NIST 800 57/800 53 and ISO 27001.
  • Experience with tokenized deposits/stablecoin reserves under IL 1172 (reserve deposits) and IL 1174 (use of blockchain/distributed ledgers for payments).
  • Experience with consumer compliance (e.g. UDAAP, Reg E, Reg P, E SIGN) for retail wallet/payment features.
  • Experience serving as a compliance / risk officer or lawyer (or comparable role) at an OCC regulated bank, law firm, Virtual Asset Service Provider (VASP), or Crypto Asset Service Provider (CASP).
  • Bachelors' Degree from an accredited U.S. college or university.
  • Compliance and operational risk management assessment skills: experienced in the process of assessing the compliance and operational risks associated with a business environment (including non-financial risk assessments, incident reporting, capital requirements, etc.)
  • At least 6 years' relevant experience would generally be expected to find the skills required for this role.

Responsibilities

  • Serve as a compliance and operational risk coverage officer for the U.S. Banks digital asset business and compliance subject matter expert on digital assets more generally.
  • Closely follow regulatory rulemaking and advise business lines on the developing U.S. regulatory environment for digital assets (e.g., GENIUS Act, CLARITY Act, etc.).
  • Work with Senior Digital Asset Compliance Officer as well as existing bank compliance and operational risk teams to develop and implement appropriate compliance and operational risk policies, procedures, monitoring, testing and training programs.
  • Interact with the business lines within Morgan Stanley.
  • Coordinate across divisions as well as the legal, compliance, and operational risk functional teams on digital asset initiatives and potential impacts.
  • Assist with other traditional compliance activities relating to the digital assets business.

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What This Job Offers

Job Type

Full-time

Career Level

Mid Level

Number of Employees

5,001-10,000 employees

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