Control, Risk and Compliance Analyst

Desjardins • La Prairie, MN

7d • Hybrid

About The Position

As a Control, Risk and Compliance Analyst, you help managers apply and carry out internal control, risk and compliance activities related to the distribution of savings/investment products offered in your network. More specifically, you assist with operational analysis, oversight and prevention. You analyze issues and situations. You support the professionals in your unit and help prepare opinions and implementation plans in accordance with your discipline's rules. You conduct preliminary analyses. You draw on your comprehensive knowledge of your line of business and your ability to manage complexity. You interact with stakeholders working in other fields. You assist clients and partners. Serve as the senior compliance officer for the distribution of savings and investment products. More specifically, you will be required to: Serve as the senior compliance officer for the distribution of savings and investment products. Prepare reports and present them to the relevant bodies. Liaise with relevant Desjardins components. Manage activities related to operational risk, including risk and control self-assessment, the input of operational losses, the business continuity plan and information security. Monitor the internal control system. Ensure that supervisory controls are completed, and be responsible for execution quality. Complete certain supervisory controls. Help managers identify and implement corrective measures. Ensure that activities related to money laundering and terrorist financing legislation (PCMLTFA) are carried out. Comply with policies, practices and standards, as well as legislation governing the distribution of financial products and services.

Requirements

• Bachelor's degree in a related field
• A minimum of two years of relevant experience
• Please note that other combinations of qualifications and relevant experience may be considered
• Mutual fund representative certificate – Autorité des marchés financiers
• Knowledge of French is required
• Action oriented
• Business insight
• Complexity
• Customer Focus
• Differences
• Nimble learning

Responsibilities

• Serve as the senior compliance officer for the distribution of savings and investment products.
• Prepare reports and present them to the relevant bodies.
• Liaise with relevant Desjardins components.
• Manage activities related to operational risk, including risk and control self-assessment, the input of operational losses, the business continuity plan and information security.
• Monitor the internal control system.
• Ensure that supervisory controls are completed, and be responsible for execution quality.
• Complete certain supervisory controls.
• Help managers identify and implement corrective measures.
• Ensure that activities related to money laundering and terrorist financing legislation (PCMLTFA) are carried out.
• Comply with policies, practices and standards, as well as legislation governing the distribution of financial products and services.

Benefits

• Competitive salary and annual bonus
• 4 weeks of flexible vacation starting in the first year
• Defined benefit pension plan that provides predictable, stable income throughout retirement
• Group insurance including telemedicine
• Reimbursement of health and wellness expenses and telework equipment
• Benefits apply based on eligibility criteria.

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level
• Number of Employees: 5,001-10,000 employees