Compliance Trade Surveillance Specialist Hedge Fund Miami 5 days a week in the office. Relo package

Traxion Group • Miami, FL

27d • $140,000 - $140,000 • Onsite

About The Position

Compliance Associate Job Description General trading surveillance reviews, including focus on potential market manipulation and insider trading. Monitoring daily surveillance reports using exception reports and other tools Review Trade alerts and escalate findings as needed Undertaking special compliance related projects as assigned Maintaining accurate, organized compliance books and records

Requirements

• 5+ years of experience
• Prior surveillance or related experience at regulatory authority, bank/broker or buy-side firm is ideal.
• Specific experience in equity or futures market is preferred
• Bachelor’s degree in Finance, Economics or similar is preferred.
• Series 7 or 3 is a plus.
• Strong communication and analytical skills.
• Creative problem-solving abilities.
• Ability to manage multiple tasks simultaneously.
• Strong attention to detail with a solid sense for discretionary escalation.
• Ability to identify complex problems and evaluate options based on related information.
• Highly motivated self-starter with flexibility to work under pressure and meet deadlines.
• Team player with enthusiasm for trading markets.
• Advanced proficiency in Excel, particularly in working with large data sets.

Nice To Haves

• Experience in Nasdaq Trade Surveillance System (NTS), Actimize, or Tableau is a plus.
• Familiarity with creating and maintaining metrics reporting dashboards to track compliance activities and performance.

Responsibilities

• General trading surveillance reviews, including focus on potential market manipulation and insider trading.
• Monitoring daily surveillance reports using exception reports and other tools
• Review Trade alerts and escalate findings as needed
• Undertaking special compliance related projects as assigned
• Maintaining accurate, organized compliance books and records

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level