Compliance Specialist

North Dallas Bank & Trust • Dallas, TX

2d • Onsite

About The Position

Examine, verify, and document compliance with federal and state regulatory laws and adherence to internal policies and procedures.

Requirements

• Four year college or university program degree; or three years compliance and/or auditing experience and/or training; or equivalent combination of education and experience
• An in-depth understanding of the industry's rules, guidelines, and regulations
• Multitasker with strong attention to detail, analytical, and statistical skills
• Good computer skills and experience with relevant software programs
• Strong communication and interpersonal skills
• Well-organized, efficient, self-starter, and able to work independently
• Dedication to objectivity

Responsibilities

• Stay abreast of changes to federal and state banking laws and regulations affecting the management, operations, and product offerings of the financial institution.
• Conduct compliance audits with operating departments to ensure adherence to laws and regulations.
• Develop compliance auditing plans based on thorough research on studies conducted by government agencies and professional organizations.
• Prepare and submit audit findings, make recommendations to management when appropriate, and perform appropriate follow-up to ensure compliance with findings and recommendations.
• Inform and advise Compliance Officer of conditions and status of the bank’s adherence to laws and regulations.
• Examine policies, procedures, and practices to ensure compliance with laws and regulations.
• Provide support to other operating units and managers affected by compliance issues and regulatory requirements.
• Ensure accuracy of data and underlying documentation on the loan application registers (LARs).
• Maintain and generate reports from the bank’s compliance software systems.
• Keep Compliance Officer apprised of compliance items and assist Compliance Officer as needed.
• Other duties may be assigned.

What This Job Offers

• Job Type: Full-time
• Career Level: Entry Level