Compliance Officer/Compliance Auditing (Hybrid)

First American • Santa Ana, CA

2d • Hybrid

About The Position

Supports and /or performs audits to detect violations of laws and applicable regulations, as well as company policies and procedures; investigates misconduct, promotes ethical practices and culture, and evaluates compliances issues / concerns within the organization; and ensures coordination with other departments aligning compliance activities.

Requirements

• Bachelor's degree or equivalent combination of education and experience
• A minimum of 3-5 years of compliance, audit and / or related experience
• Basic knowledge of audit process
• Proficient in Microsoft Word, Excel, and PowerPoint

Nice To Haves

• Compliance, ethics, fraud, or internal audit related certification strongly preferred
• Knowledge and some expertise in financial services industry, preferably in insurance, banking, or real estate mortgage services is a plus
• Strong analytical and creative problem-solving skills
• Ability to manage multiple tasks, projects, and competing priorities simultaneously
• Must consistently demonstrate reliability and a strong work ethic

Responsibilities

• Performs and / or supports audits of compliance with laws and regulations, policies and procedures, contracts and other compliance obligations in accordance with the Compliance Program
• Collaborates with other departments (e.g., Risk Management, Internal Audit, Shared Services, etc.) to direct compliance issues to appropriate existing channels for investigation and resolution.
• Consults with Compliance team as needed to resolve difficult compliance issues
• Responds to alleged violations of rules, regulations, policies, procedures, and Standards of Conduct by evaluating or recommending the initiation of investigative procedures
• Monitors, and as necessary, coordinates compliance activities of other departments to remain abreast of the status of all compliance activities and to identify trends
• Supports Compliance function activities related to monitoring and reporting on the performance of the Compliance Program and related activities on a continuing basis, taking appropriate steps to improve its effectiveness
• Performs and/or supports special reviews/projects with guidance from the Compliance team, division operations counsel and management

Benefits

• First American offers a comprehensive benefits package including medical, dental, vision, 401k, PTO/paid sick leave and other great benefits like an employee stock purchase plan.

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level
• Number of Employees: 5,001-10,000 employees