Compliance Analyst - Hybrid

Broadridge • Edgewood, NY

1d • $65,000 - $70,000 • Hybrid

About The Position

At Broadridge, we've built a culture where the highest goal is to empower others to accomplish more. If you’re passionate about developing your career, while helping others along the way, come join the Broadridge team. Broadridge is growing! We are seeking a Compliance Analyst to join our dynamic team in Edgewood, NY. In this role, you will support our Investor Communication Solutions and Customer Communication business from a risk and control perspective. You will assist with over-arching controls and risk assessments, cross departmental and multiple site location collaboration pertaining to possible security incidents, data loss prevention, and entitlement management. Day-to-day responsibilities will fluctuate depending on risk priorities and time of year in correlation with business demands. This position will offer a wide variety of opportunities if you have an aptitude for risk mitigation and control. We are made up of high performing teams that meet in person to learn and collaborate as needed. This role is considered hybrid, which means you’ll be assigned to our Edgewood New York office with a 2-day per week in-person expectation.

Requirements

• Bachelor’s degree in Business, Finance, Accounting, Business Administration preferred
• Experienced in Information Security, Risk mitigation, and industry control frameworks preferred
• Strong Project Management skills
• Proficiency in Microsoft Suite with a high level of proficiency within Excel
• Detail oriented with excellent time management skills, and ability to work under pressure while managing multiple projects at one time
• Ability to work both independently and in a team environment
• Strong written and verbal communication skills, with ability to explain data in an engaging manner

Nice To Haves

• Familiarity with Artificial Intelligence (AI) tools a plus

Responsibilities

• Conduct Internal Reviews & Audits: Perform periodic reviews or audits to ensure risk is mitigated and compliance procedures are strictly followed.
• Manage Investigations: Conduct or direct internal investigations of compliance issues to identify gaps and implement corrective measures.
• Risk Assessment & Strategy Development: Assess product, compliance, and operational risks, particularly within the ICS business units, and develop strategies that effectively mitigate these risks.
• Oversee Risk Management Processes: Develop and manage comprehensive processes for risk assessment, identification, monitoring, and reduction aligned with our external business objectives.
• Ensure Internal Controls: Maintain a strong internal control environment by ensuring compliance with internal policies, standard operating procedures, and information security protocols.
• Campaign Leadership: Lead campaigns that involve operations, including data processing, programming, and tabulation, while understanding Broadridge pricing models and projecting associated costs.
• Project Guidance: Apply your technical expertise to provide guidance as a project manager, ensuring that structured work assignments meet defined goals and objectives

What This Job Offers

• Job Type: Full-time
• Career Level: Entry Level
• Number of Employees: 5,001-10,000 employees