Co-op, Compliance Associate

Fidelity • Boston, MA

18h • $20 - $32 • Hybrid

About The Position

The Role Support ing the operations of the Fidelity Compliance Programs by daily monitoring of trade activities for specific equity, fixed income and alternative funds and accounts to ensure that their investment policy limitations are followed Communicat ing client, regulatory, prospectus, Board, and internal policies to portfolio managers and traders Educat ing portfolio managers and traders on applicable fund/account guidelines and trading policies; and implementing effective mechanisms to provide timely reporting Monitor ing complex investment strategies Provid ing AMC management with information on current trends and issues recognized during assignments and recommend plans for improvement This role will include a blend of at-home and in-office work. Learn more about how Fidelity has embraced Dynamic Working . The Expertise and Skills You Bring Bachelor's degree in a business discipline (finance, general business or economics) preferred Knowledge of or experience in the financial services industry, compliance and/or operations Pre-trade compliance and/or order-management technology experience a plus E xcellent communication skills, when needed to present on investment compliance topics and to senior investment pro fessionals S trong analytic skills, resourcefulness, problem-solving abilities, and attention to detail V alued teammate with good interpersonal skills and like to work collaboratively across functions A ble to identify key opportunities for improvements in process through technology solutions The Team Asset Management Compliance (“AMC”) works closely with Fidelity’s investment teams across all asset classes to ensure compliance with global regulations, investor requirements, and corporate policies in the interest of promoting customer trust and confidence in Fidelity. AMC is committed to driving Fidelity forward through business partnership and stewardship, platform modernization, and talent development. AMC associates are focused on delivering sound guidance and creative solutions in a timely and responsive manner to support Asset Management in delivering the best customer experience in the financial services industry . The Investment Compliance Monitoring Team , within AMC, is responsible for proactively reducing the risk of trade error and portfolio compliance violations through real time and post trade compliance monitoring with client, regulatory and internal policy limitations. This team is the first point of contact for investment professionals seeking advice related to their portfolios’ state of compliance. Investment compliance support spans across all product types. Company Overview At Fidelity, we are passionate about making our financial expertise broadly accessible and effective in helping people live the lives they want ! We are a privately held company that places a high degree of value in creating and nurturing a work environment that attracts the best talent and reflects our commitment to our associates. We are proud of our diverse and inclusive workplace where we respect and value our associate s for their unique perspectives and experiences. For information about working at Fidelity, visit FidelityCareers.com . Fidelity Investments is an equal opportunity employer. Fidelity will reasonably accommodate applicants with disabilities who need adjustments to complete the application or interview process. Please email us at [email protected] or call 800-835-5099, prompt 2, option 2 if you would like to request an accommodation . The base salary range for this position is $20 - $32 per hour. Placement in the range will vary based on job responsibilities and scope, geographic location, candidate’s relevant experience, and other factors. Note, the application window closes when the position is filled or unposted. Most roles at Fidelity are Hybrid, requiring associates to work onsite every other week (all business days, M–F) in a Fidelity office. This does not apply to Remote or fully Onsite roles. Some roles may have unique onsite requirements. Please consult with your recruiter for the specific expectations for this position. Please be advised that Fidelity’s business is governed by the provisions of the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940, ERISA, numerous state laws governing securities, investment and retirement-related financial activities and the rules and regulations of numerous self-regulatory organizations, including FINRA, among others. Those laws and regulations may restrict Fidelity from hiring and/or associating with individuals with certain Criminal Histories.

Requirements

• Bachelor's degree in a business discipline (finance, general business or economics) preferred
• Knowledge of or experience in the financial services industry, compliance and/or operations
• E xcellent communication skills, when needed to present on investment compliance topics and to senior investment pro fessionals
• S trong analytic skills, resourcefulness, problem-solving abilities, and attention to detail
• V alued teammate with good interpersonal skills and like to work collaboratively across functions
• A ble to identify key opportunities for improvements in process through technology solutions

Nice To Haves

• Pre-trade compliance and/or order-management technology experience a plus

Responsibilities

• Support ing the operations of the Fidelity Compliance Programs by daily monitoring of trade activities for specific equity, fixed income and alternative funds and accounts to ensure that their investment policy limitations are followed
• Communicat ing client, regulatory, prospectus, Board, and internal policies to portfolio managers and traders
• Educat ing portfolio managers and traders on applicable fund/account guidelines and trading policies; and implementing effective mechanisms to provide timely reporting
• Monitor ing complex investment strategies
• Provid ing AMC management with information on current trends and issues recognized during assignments and recommend plans for improvement

What This Job Offers

• Career Level: Intern