Client Service Associate - Dickinson,ND
About The Position
Where Ambition Meets Innovation Build a career that matches all your initiative with an impressive dose of innovation. From cutting-edge resources and a collaborative environment to the freedom to make an impact and more, you’ll find the ingredients you need at LPL Financial to shape your success while helping clients pursue their financial goals. Job Overview: The Client Service Associate supports financial advisors by delivering exceptional client service and providing administrative and operational support within the branch office. This role is essential to maintaining strong client relationships, ensuring accurate and timely account servicing, and supporting the overall efficiency of the advisory team. The position offers exposure to all aspects of wealth management operations and is ideal for individuals who are detail-oriented, client-focused, and thrive in a collaborative environment.
Requirements
- Minimum of 2 years of experience in a financial services, wealth management, or administrative support role.
- Strong organizational skills with demonstrated attention to detail and accuracy.
- Excellent verbal and written communication skills.
- Proficiency in Microsoft Office Suite (Word, Excel, Outlook, PowerPoint).
- Ability to manage multiple priorities while meeting deadlines in a professional environment.
Nice To Haves
- Associate or bachelor’s degree, preferably in business, finance, accounting, or a related field.
- Experience working with CRM systems and custodial platforms.
- Familiarity with FINRA/SEC regulations and compliance standards
Responsibilities
- Serve as the primary point of contact for clients, delivering professional and responsive service via phone, email, and in-person interactions.
- Process routine account service requests, including beneficiary changes, address updates, account transfers, required minimum distributions (RMDs), and maintenance requests.
- Schedule and coordinate client meetings, prepare meeting materials, and manage follow-up actions.
- Maintain accurate and up-to-date client records in the CRM and custodial systems.
- Prepare, review, and submit new account paperwork, ensuring completeness and compliance with firm and regulatory requirements.
- Assist financial advisors with calendar management, workflow organization, and daily operational needs.
- Coordinate with custodians, fund companies, and internal partners to resolve client account issues effectively.
- Support compliance efforts by adhering to FINRA, SEC, and firm policies and maintaining proper documentation
Benefits
- LPL Total Rewards package is highly competitive, designed to support your success at work, at home, and at play – such as 401K matching, health benefits, employee stock options, paid time off, volunteer time off, and more.
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What This Job Offers
Job Type
Full-time
Career Level
Entry Level
Education Level
Associate degree
Number of Employees
1,001-5,000 employees
