Client Evaluations, Exits, and Restrictions Analyst
About The Position
Assist with AML Review/investigations of account activity. Document and report the review/investigation findings and prepare case files with the required supporting documentation. Assist with disposing cases according to agreed upon business Service Level Agreements (SLAs). Follow-up with additional point(s) of contact as needed to identify additional information in support of the case. Assist with Drafting and fililing SARs consistent with the Financial Crimes Enforcement Network (FinCEN) requirements. Communicate with senior management on compliance, legal and business AML issues.
Requirements
- 2-5 years' relevant experience.
- Comprehensive knowledge of AML regulations preferred.
- Experience in writing and preparing SARs preferred.
- Proficient in MS Office.
- Effective verbal and written communication skills.
- Bachelor's/University degree or equivalent experience.
- Communication
- Data Analysis
- Laws and Regulations
- Planning and Organizing
- Referral and Escalation
- Report Writing
- Risk Identification and Assessment
- Risk Remediation
Responsibilities
- Assist with AML Review/investigations of account activity.
- Document and report the review/investigation findings and prepare case files with the required supporting documentation.
- Assist with disposing cases according to agreed upon business Service Level Agreements (SLAs).
- Follow-up with additional point(s) of contact as needed to identify additional information in support of the case.
- Assist with Drafting and fililing SARs consistent with the Financial Crimes Enforcement Network (FinCEN) requirements.
- Communicate with senior management on compliance, legal and business AML issues.
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What This Job Offers
Job Type
Full-time
Career Level
Mid Level
Number of Employees
5,001-10,000 employees
