Sumitomo Mitsui Banking Corporation-posted 13 days ago
Full-time • Mid Level
Hybrid • Charlotte, NC
5,001-10,000 employees

The Business Data Analyst / Project Manager role within the Compliance Technology group is responsible for supporting technology solutions that include trade and market surveillance, regulatory compliance, and internal metrics reporting. This position anchors organizational value by ensuring compliance systems meet regulatory standards while enabling operational efficiency. The role has significant impact on compliance risk mitigation and data integrity across the enterprise, influencing data governance and regulatory adherence. Reporting to the Compliance Technology Manager, the position operates in a hybrid capacity, combining business analysis, data analysis, and project management responsibilities.

  • Gather, document, and validate business requirements for compliance and surveillance initiatives; translate regulatory needs into functional specifications.
  • Analyze large datasets to identify compliance risks, trends, and anomalies; develop dashboards and reports using SQL and Python.
  • Plan and manage end-to-end project delivery within scope, timeline, and budget; apply Agile/Scrum methodology for iterative development.
  • Utilize Jira for sprint planning and backlog management; maintain project documentation in Confluence.
  • Collaborate with data engineers and developers who design and implement solutions leveraging Databricks, Azure Data Factory, and Azure SQL Database.
  • Ensure data quality and integrity across compliance datasets; support ETL processes and testing.
  • Facilitate stakeholder communication across compliance, technology, and operations teams; manage risks and ensure adherence to governance standards.
  • Ability to adapt to evolving business dynamics, priorities, and managing stakeholder expectations as circumstances require, while ensuring effective delivery in fast-paced environments.
  • Ensures project delivery aligns with the organization’s strategic data landscape, supporting enterprise data governance and integration objectives.
  • Minimum 5 years in business analysis, data analysis, and/or project management within financial services or compliance technology.
  • Proficiency in SQL; familiarity with cloud-based platforms (Azure), ETL tools (ADF), and exposure to Databricks.
  • Strong understanding of Agile/Scrum frameworks; hands-on experience with Jira and Confluence.
  • Knowledge of trade/market surveillance and regulatory compliance frameworks.
  • Strong communication, stakeholder management, and problem-solving abilities; ability to analyze complex datasets and deliver actionable insights.
  • PMP, CBAP, or Scrum Master certification
  • experience with BI tools (Power BI, Tableau)
  • understanding of financial products and trading workflows
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