Broker Dealer Ops Analyst 3

Huntington Bancshares IncColumbus, OH
36dHybrid

About The Position

The Huntington Securities, Inc. (HSI) Broker Dealer Operations Analyst 3 is responsible for supporting institutional broker dealer operations including collateral management, TBA trading support, Municipal New Issue support, Fedwire processing, Equity Capital Markets support, Regulatory Reporting, and additional duties as assigned. In this dynamic team environment, you will maintain detailed knowledge of broker dealer operations and organizational policies and procedures. Additionally, you may participate in special projects to drive process improvement.

Requirements

  • Bachelor's degree
  • 3-5 years of brokerage operations or comparable experience
  • Must be able to obtain FINRA SIE and Series 99 within 12 months of hire
  • An additional 5 years' experience in product area may be considered in lieu of bachelor's degree

Nice To Haves

  • Ability to manage multiple priorities in a fast-paced environment; adaptive to change
  • Ability to create and foster strong partnerships with business partners and work well in a team environment
  • Detail oriented with strong organizational skills
  • FINRA SIE and Series 99
  • If currently licensed with Series 7 additional licensing is not required

Responsibilities

  • Collateral management for TBA trading
  • Support AOT processing
  • Support Municipal New Issue operations
  • Support Equity ATM/FATM and Corporate Buyback activity
  • Regulatory reporting for TRACE, MSRB, and CAT
  • Perform verbal verification of instructions and process Fedwire requests
  • Prepare procedures, job aids, and ad hoc reports requested within business line
  • Work with audit or risk colleagues to provide information and test internal controls
  • Assist in the training of new colleagues on any/all functions; performs quality checks on completed work
  • Performs other duties as assigned

Benefits

  • health insurance coverage
  • wellness program
  • life and disability insurance
  • retirement savings plan
  • paid leave programs
  • paid holidays
  • paid time off (PTO)

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What This Job Offers

Job Type

Full-time

Career Level

Mid Level

Industry

Credit Intermediation and Related Activities

Number of Employees

5,001-10,000 employees

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