AVP Compliance Officer
About The Position
The AVP Compliance Officer is responsible for understanding the Bank's overall plan and objectives while formulating and executing change management of its Compliance Management Systems and strategies. The Compliance Officer works independently and collaboratively to oversee compliance policies, procedures, and risk assessments; the internal monitoring and complaint programs; and the compliance training program detailed within the Compliance Management Systems of New Valley Bank & Trust. The Compliance Officer leads the management Compliance Committee and directs the overall effort to remain in conformance with all federal, state, and local compliance statutes and regulations. The Compliance Officer will serve as liaison with regulators and auditors on compliance-related exams and audits and will ensure the accuracy and effectiveness of internal controls related to compliance programs. This position is a full-time salaried exempt position and reports to the SVP Risk Management. The position is located at One Monarch Place, Suite 100, Springfield, MA 01144. Post-Offer Background check performed. Includes credit, criminal and reference checks.
Responsibilities
- Formulating and executing change management of its Compliance Management Systems and strategies.
- Oversee compliance policies, procedures, and risk assessments
- Oversee the internal monitoring and complaint programs
- Oversee the compliance training program detailed within the Compliance Management Systems of New Valley Bank & Trust
- Lead the management Compliance Committee
- Direct the overall effort to remain in conformance with all federal, state, and local compliance statutes and regulations
- Serve as liaison with regulators and auditors on compliance-related exams and audits
- Ensure the accuracy and effectiveness of internal controls related to compliance programs
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What This Job Offers
Job Type
Full-time
Career Level
Mid Level
Education Level
No Education Listed
