AVP, Compliance Officer

Axos Bank • Woodland Hills, CA

69d

About The Position

As the AVP, Compliance Officer, you will play a pivotal role in leading and executing compliance risk assessments, quality assurance reviews, and compliance monitoring processes across high-risk activities. You will support business units in navigating regulatory changes, marketing compliance, and company-wide training initiatives. This role is essential to maintaining the bank's integrity and enabling its growth in a highly regulated environment.

Requirements

• Bachelor's or Master's degree in Business, Finance, Law, or related field
• Minimum 5 years in compliance, risk management, or regulatory affair
• Experience with OCC, CFPB, and other regulatory bodies preferred
• Strong understanding of lending operations and underwriting guidelines

Responsibilities

• Develop, enhance or lead scheduled loan level documentation reviews, kick off meetings, transactional testing, risk assessments on all lending products through focused and random sample basis to increase effectiveness of the compliance program
• Lead touchpoint meetings with business unit leaders communicate results, action steps, and regulatory change management as applicable
• Perform, identify and develop data driven compliance monitoring, model validation, and reporting to include working with data analytics to develop alerts
• Serve as lead oversight on the review and approval of marketing and advertising collateral items (i.e. Bank and third party), disclosures, new products, and general regulatory questions
• Provide response and/or guidance to the Business Units
• Participate in new product and service initiatives
• Evaluate process maps, procedures, policies, and management directives for accuracy and completeness
• Proactively identify, analyze, communicate, and execute upon improvements to compliance procedures and programs

Benefits

• Medical, Dental, Vision, and Life Insurance
• Paid Sick Leave, 3 weeks' Vacation, and Holidays (about 11 a year)
• HSA or FSA account and other voluntary benefits
• 401(k) Retirement Saving Plan with Employer Match Program and 529 Savings Plan
• Employee Mortgage Loan Program and free access to an Axos Bank Account with Self-Directed Trading

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level
• Industry: Credit Intermediation and Related Activities
• Number of Employees: 1,001-5,000 employees