Internal Audit - Dallas - Associate, Technology Audit - 3907487

Goldman Sachs • Dallas, TX

7h • Onsite

About The Position

The Associate, Technology Audit position at Goldman Sachs & Co. LLC in Dallas, Texas, involves executing risk-focused and regulatory required reviews of technology areas within the GS Asset Management (AM) division. The role focuses on identifying risks related to technology implementations, enhanced trading controls, technology governance, privilege management, change management (including SDLC), and data completeness and integrity controls. The associate will assist in discussions on the design and execution of controls testing within the AM Technology areas and validate the remediation of identified system control weaknesses. This validation will utilize various techniques such as data analysis, code review, re-performance of processing logic, observation, and interviews to evaluate the adequacy of technology controls. The position also requires preparing documentation for the scope, progress, and results of audit reviews for communication to internal technology and business stakeholders, and documenting audit testing and results clearly and concisely. Furthermore, the associate will coordinate with business auditors on integrated audits to assess business processes and systems for mitigating financial, regulatory, and reputational risks within AM.

Requirements

• Master’s degree (U.S. or foreign equivalent) in Computer Science, Information Systems, Management Information Systems, Engineering, Cyber Security or a related field and one (1) year of experience in the job offered or in a related role OR Bachelor’s degree (U.S. or foreign equivalent) in Computer Science, Information Systems, Management Information Systems, Engineering, Cyber Security or a related field and three (3) years of experience in the job offered or in a related role.
• Prior experience must include one (1) year of experience (with a Master’s degree) or three (3) years of experience (with a Bachelor’s degree) with working with business users/auditors on integrated audits to identify, address, document and communicate risks and results related to key application controls including data completeness and accuracy checks, access management, change management, and vendor oversight.
• Prior experience must include one (1) year of experience (with a Master’s degree) or three (3) years of experience (with a Bachelor’s degree) with preparing technology audit conclusions and findings and presenting scope and results of audits to stakeholders.
• Prior experience must include one (1) year of experience (with a Master’s degree) or three (3) years of experience (with a Bachelor’s degree) with identifying technology risks and key controls in portfolio management, trading, compliance surveillance, middle and back-office systems.
• Prior experience must include one (1) year of experience (with a Master’s degree) or three (3) years of experience (with a Bachelor’s degree) with system architecture and design including availability, performance, data integrity.
• Prior experience must include one (1) year of experience (with a Master’s degree) or three (3) years of experience (with a Bachelor’s degree) with Technology governance including technology risk management, policies and procedures, rules, regulations, intellectual property.
• Prior experience must include one (1) year of experience (with a Master’s degree) or three (3) years of experience (with a Bachelor’s degree) with Audit techniques including code inspection, re-performance, and object-oriented programming concepts and languages such as Python, Java, Ruby scripting languages, data analytics tools (Sequential Query Language (SQL), Aqua Data Studio and similar tools); database management systems (such as MS SQL Server, Oracle, or Sybase).

Responsibilities

• Execute risk-focused and regulatory required reviews of the technology areas/processes within GS Asset Management (AM) division.
• Identify risks associated with technology implementations, enhanced trading controls, technology governance, privilege management, change management (including SDLC) and data completeness and integrity controls.
• Assist in discussions on design and execution of controls testing within the AM Technology areas and to validate the remediation of identified system control weaknesses, utilizing various techniques such as data analysis, code review, re-performance of processing logic, observation and interviews to evaluate the adequacy of technology controls.
• Prepare documentation for scope, progress and results of audit reviews for communication to internal technology and business stakeholders.
• Document audit testing and results in a clear and concise manner.
• Coordinate with business auditors on integrated audits to assess business process and systems for mitigating financial, regulatory, and reputational risk within AM.

What This Job Offers

• Job Type: Full-time
• Career Level: Entry Level