Associate Advisor Trainee
About The Position
Come join a company you can be proud to represent. The hiring range for this opportunity is $22.50 to $25.00 hourly along with incentive opportunities, creating a competitive total compensation package based on our pay scale, and may be modified by location and is commensurate with qualifications and experience. At Tri Counties Bank (TCBK) and Tri Counties Advisors (TCA), we want to satisfy our clients’ financial needs and help them succeed financially. We’re looking for talented people who will put our clients at the center of everything we do. Help us provide “Service with Solutions” to our clients and provide valuable knowledge to our clients in aspect of their financial life. Tri Counties Advisors is at the center of our effort to build trust and transform the way we service our clients. Tri Counties Advisors is focused on, better enabling customers clients to engage with us through a broad suite of financial products and services. Our primary goal to our clients is to deliver “Service with Solutions,” leading to increased AUM and revenue. As an Associate Advisor Trainee at Tri Counties Bank you will be responsible for studying and passing the necessary licenses to become an Associate Advisor. You will be required to pass the series 7, 66 and California Department of Insurance within the 120 days. Upon successful completion of all exams the Trainee will be promoted to Associate Advisor with Tri Counties Bank.
Nice To Haves
- Undergraduate degree in finance, accounting, economics or commensurate business experience preferred
- Customer service focus with experience handling complex transactions across multiple platforms
- Proficient with proactively sourcing, acquiring, building, and maintaining relationships with clients and partners
- Knowledge and understanding of compliance, risk management and loss prevention
- Ability to follow policies, regulations, and procedures
- Strong communication skills with integrity and professionalism with clients and partner employees
- High motivation with ability to successfully meet team objectives while maintaining individual performance
- Extensive experience in asking questions and identifying complex financial needs in order to provide recommendations on products and services to customers.
Responsibilities
- Attend instructional classes on SIE (Securities Industry Essentials), Series 7, Series 66, and California Depart of Insurance
- Pass the series SIE, Series 7, Series 66 and California Department of Insurance within a 120 day period
Stand Out From the Crowd
Upload your resume and get instant feedback on how well it matches this job.
What This Job Offers
Job Type
Full-time
Career Level
Entry Level
Number of Employees
1,001-5,000 employees
