Anti-Money Laundering (AML) Senior Supervisor, TMO (Principal Associate)

Capital One • McLean, VA

1d

About The Position

Anti-Money Laundering (AML) Senior Supervisor, TMO The Anti-Money Laundering (AML) Senior Investigator III supervises various AML processes, which might include suspicious activity investigations and other AML processes. The associate will work closely with AML Process Managers to perform other critical functions. The associate is also responsible for planning and conducting processes related to anti-money laundering and global sanction activities as well as managing the workflow of the AML analysis. The AML Investigator III coaches their team and teaches others about AML processes through training and education. Additional responsibilities will include: Operational Management & Training: Supervise daily workflow and operational metrics of an AML Operations team. Daily supervision of an organizational chart consisting of multiple investigative teams. Assist with training in Regulatory Operations and in the business areas. Policy & Procedure Impact: Contribute to internal AML Operations projects related to the modification of policies/procedures. Assess new business acquisitions to determine what work should flow into AML Operations units. Quality Assurance: Perform quality assurance on draft Suspicious Activity Reports, sanctions reviews, CTR's, EDD reviews or other AML process. Escalation Handling: Handle escalated issues as appropriate for advanced investigation and analysis. Industry Knowledge: Assess internal trends, external regulatory and law enforcement environment to make recommendations to understand risk areas and alter or add typologies in certain business areas.

Requirements

• High School Diploma, GED or equivalent certification
• At least 2 years of people management experience
• At least 3 years of AML (Anti-Money Laundering) experience within financial services

Nice To Haves

• Bachelor's Degree
• 3+ years of people management experience
• 4+ years of AML (Anti-Money Laundering) experience within financial services
• Certified Anti-Money Laundering Specialist (CAMS) certification, or Certified Protection Professional (CPP) certification, or Certified Fraud Examiner (CFE) certification

Responsibilities

• Supervise daily workflow and operational metrics of an AML Operations team.
• Daily supervision of an organizational chart consisting of multiple investigative teams.
• Assist with training in Regulatory Operations and in the business areas.
• Contribute to internal AML Operations projects related to the modification of policies/procedures.
• Assess new business acquisitions to determine what work should flow into AML Operations units.
• Perform quality assurance on draft Suspicious Activity Reports, sanctions reviews, CTR's, EDD reviews or other AML process.
• Handle escalated issues as appropriate for advanced investigation and analysis.
• Assess internal trends, external regulatory and law enforcement environment to make recommendations to understand risk areas and alter or add typologies in certain business areas.

Benefits

• Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at the Capital One Careers website . Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level
• Education Level: High school or GED
• Number of Employees: 5,001-10,000 employees