AML Investigations Manager- Transaction Monitoring Operations

Capital One • McLean, VA

15d

About The Position

AML Investigations Manager- Transaction Monitoring Operations The Anti-Money Laundering (AML) Investigations Manager will manage various AML processes, which might include suspicious activity investigations, currency transaction reporting, global sanctions screening, enhanced due diligence or other AML processes. The Manager is responsible for ensuring adherence to department Policies and Standards, advising investigators, managing workflow, delivering a high quality work product and general people management for the location. The associate may also lead projects or process improvement teams and have significant interactions with Legal, Compliance, Business Areas, and other Investigation teams within Capital One. Responsibilities Lead daily investigation workflow, controls and results metrics for the team Set clear goals/objectives and motivate teams to achieve superior results Assess internal trends, external regulatory & law enforcement environment to make recommendations, understand risk areas and alter or add to current processes Participate in regulatory exams and internal audits focused on the AML operational process. Respond to and coordinate with Law Enforcement contacts Oversee complex financial investigations, sanctions reviews, or other AML Processes Manage a team of analysts who will perform a centralized review function to capture, document and assess an individual customer's BSA-AML risks. Manage the rollout of BSA-AML risk management tools and methodologies across the Bank. Responsible for developing the overall program plan, overseeing the execution of the plan and providing regular status reporting to executives with AML-BSA accountabilities

Requirements

• High School Diploma, GED or equivalent certification
• At least 3 years of people management experience
• At least 3 years of investigative experience or at least 3 years Anti-Money Laundering (AML) experience

Nice To Haves

• Bachelor’s Degree
• 5+ years of people management experience
• 5+ years of investigative experience or 5+ years AML experience
• Association of Certified Anti-Money Laundering Specialist (ACAMS), or Certified Fraud Examiner (CFE), or Certified Regulatory Compliance Manager (CRCM) certification

Responsibilities

• Lead daily investigation workflow, controls and results metrics for the team
• Set clear goals/objectives and motivate teams to achieve superior results
• Assess internal trends, external regulatory & law enforcement environment to make recommendations, understand risk areas and alter or add to current processes
• Participate in regulatory exams and internal audits focused on the AML operational process.
• Respond to and coordinate with Law Enforcement contacts
• Oversee complex financial investigations, sanctions reviews, or other AML Processes
• Manage a team of analysts who will perform a centralized review function to capture, document and assess an individual customer's BSA-AML risks.
• Manage the rollout of BSA-AML risk management tools and methodologies across the Bank.
• Responsible for developing the overall program plan, overseeing the execution of the plan and providing regular status reporting to executives with AML-BSA accountabilities

Benefits

• Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being.
• Learn more at the Capital One Careers website .
• Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.
• This role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI).
• Incentives could be discretionary or non discretionary depending on the plan.

What This Job Offers

• Job Type: Full-time
• Career Level: Manager
• Education Level: High school or GED