AI-Enabled Compliance Reviewer

Norm AI • New York City, NY

3d • $100,000 - $140,000

About The Position

As an AI-Enabled Compliance Reviewer at Norm Ai, you will serve as a dedicated compliance reviewer for Norm Ai’s clients, some of the largest asset management firms in the world. You will function as an extension of each client’s legal and compliance team while conducting reviews with the Norm Ai compliance platform. The role combines hands-on compliance judgment with close collaboration alongside Norm’s Legal Engineers to translate regulatory requirements, review standards, and examination practices into AI-native workflows and agents. In addition to supporting compliance reviews, regulatory examinations, and advisory engagements, you will help define how compliance work is operationalized, automated, and continuously applied within an AI-driven operating model.

Requirements

• Bachelor’s degree; Law degree optional
• 2 or more years of experience performing regulatory compliance consulting or compliance analysis for investment advisers or similar regulated entities; compensation commensurate with experience
• Hands-on experience with compliance testing, regulatory exams, or advisory engagements.
• Experience working with SEC regulations and FINRA rules applicable to investment advisers and broker-dealers

Nice To Haves

• Experience working with compliance technology tools, data-driven testing, or process automation (not required, but a strong plus).

Responsibilities

• Serve as a compliance reviewer for Norm Ai clients, assigned to one or more client engagements at a time for multi-month review periods. During each assignment, you will function as an extension of the client’s compliance team, conducting reviews using Norm’s AI-powered compliance platform.
• Perform hands-on regulatory reviews across marketing materials, disclosures, policies and procedures, and surveillance outputs, applying professional compliance judgment alongside AI-assisted analysis.
• Work closely with Norm’s Legal Engineers and Norm Law, LLP’s Attorneys to translate regulatory requirements, review standards, and client-specific interpretations into AI agents and structured review logic. This includes helping define how reviews should be conducted, what constitutes an issue, and how regulatory standards are operationalized within automated workflows.
• Support SEC examinations, compliance program reviews, and other regulatory or advisory engagements for investment advisers and related financial institutions, contributing both substantive analysis and defensible documentation.
• Note: Work on-site with clients may be required, including multiple days per week in a secondment-style arrangement, typically within the NYC tri-state area, depending on the engagement.

Benefits

• We offer a competitive salary along with equity compensation.
• Our comprehensive benefits package includes a 401(k) plan with an employer match.
• Employees enjoy top-tier insurance coverage, encompassing health, dental, hospital, accident, and vision plans.
• For candidates needing to relocate to NYC, we provide relocation reimbursement.
• You'll thrive in our fast-paced learning environment where professional growth is constant.

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level