Wealth Regulatory Reporting and Client Tax Operations Quality Assurance Vice President

Citi • Tampa, FL

128d • $103,920 - $155,880

About The Position

We are seeking a highly skilled and experienced professional to be part of the Regulatory Reporting & Client Tax Operations Quality Assurance (QA) team in our Wealth division. The Global Regulatory Reporting & Client Tax Operations Quality Assurance (QA) VP will support rolling out and implementation of the quality assurance framework for all regulatory reporting & Client Tax across multiple jurisdictions, ensuring compliance with diverse and complex regulations & Tax laws. This role is crucial for managing the integrity and accuracy of information across a broad range of wealth management products and client portfolios. The ideal candidate will possess in-depth knowledge of global financial regulations & taxes, a keen understanding of the intricacies of wealth management.

Requirements

• Bachelor’s or master’s degree in finance, Business, Economics, or a related field.
• Advanced certifications (e.g., CFA, CPA, FRM) are highly desirable.
• 10+ years of experience in regulatory reporting, quality assurance, or compliance within the financial services industry, with specific experience in Wealth Management.
• In-depth knowledge of global regulatory frameworks (e.g., Dodd-Frank, EMIR, MiFID II, FATCA, CRS).
• Strong analytical and problem-solving skills, with the ability to manage complex data sets, identify trends, and address issues.
• Excellent communication and interpersonal skills, with the ability to influence and collaborate with stakeholders at all levels.
• Proficiency in using data analytics and QA tools; experience with automated QA testing frameworks is a plus.
• Ability to navigate a fast-paced, complex environment with multiple competing priorities.

Responsibilities

• Support the QA function for regulatory reporting & tax, focusing on the complexity of global wealth management clients, products, and services.
• Ensure adherence to regulations such as Dodd-Frank, EMIR, MiFID II, FATCA, MAS & HKMA OTC Derivative reporting etc., and other local and international standards.
• Setup appropriate governance and oversight framework.
• Support all the audit, internal and external review engagements.
• Ensure all regulatory and tax and corresponding sample testing processes, controls, and monitoring are executed in a timely and compliant manner.
• Identify and implement best practices to enhance the efficiency, accuracy, and consistency of regulatory reporting.
• Stay abreast of evolving global regulatory requirements, Citi policies, standards and adapt the QA framework to meet new compliance standards.
• Develop and monitor robust data quality metrics and controls to ensure the integrity of data used for regulatory reporting.
• Collaborate with compliance, risk, legal, operations, technology, product owners, report owners, Enterprise data & regulatory reporting, and banking teams to address QA issues.
• Conduct regular risk, self-assessments to identify gaps in existing QA processes.
• Attend all necessary training programs to enhance the technical and compliance skills of the QA team.
• Develop and present comprehensive reports to senior management on the status of QA programs, key findings, and recommendations for improvement.

Benefits

• Medical, dental & vision coverage
• 401(k)
• Life, accident, and disability insurance
• Wellness programs
• Paid time off packages, including planned time off (vacation), unplanned time off (sick leave), and paid holidays

What This Job Offers

• Job Type: Full-time
• Career Level: Senior
• Education Level: Bachelor's degree
• Number of Employees: 5,001-10,000 employees