Wealth Quality Control & Operational Risk Associate

Busey • Urbana, IL

117d • $23 - $29

About The Position

The Wealth Quality Control & Operational Risk Associate supports the quality assurance process across client onboarding, transaction monitoring and operational compliance. This role supports adherence to regulatory standards, internal policies, and service excellence. This role is part of the first line of defense in risk mitigation.

Requirements

• Bachelor’s degree focus in Finance, Business Administration or related area or 6 years Wealth Management experience.
• Requires 2 or more years of related Service Support, Operations or Trust Administration experience.

Nice To Haves

• Certified Wealth Management Specialist
• Certified Trust and Fiduciary Advisor (CTFA)
• Certified Trust Operations Professional (CTOP)

Responsibilities

• Conduct quality assurance checks for new accounts ensuring data accuracy, mitigation of compliance issues, and verifying proper account documentation information.
• Conduct quality assurance reviews for transactions and other activities as outlined in the quality assurance program.
• Identify errors or gaps and work with leadership to identify corrective action.
• Support audit and exam requests, including SOC exam efforts.
• Demonstrate working knowledge of existing laws and regulations by incorporating adequate controls within processing activities, resulting in minimal audit and examination exceptions.
• Maintain strong working relationships within the Wealth Management line of business.
• Take appropriate action to create positive outcomes that support growth, efficient processing, and positive customer service experiences.

Benefits

• 401(k) match
• profit sharing
• employee stock purchase plan
• paid time off
• medical insurance
• dental insurance
• vision insurance
• company-paid life insurance
• long-term disability
• supplemental voluntary life insurance
• short-term and long-term disability
• wellness incentives
• employee assistance program
• pre-tax health savings accounts
• flexible spending accounts

What This Job Offers

• Job Type: Full-time
• Career Level: Entry Level
• Education Level: Bachelor's degree
• Number of Employees: 501-1,000 employees