VP, Investment and Trading Compliance
Tidal Financial Group
235d
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About The Position
The primary responsibility of the VP, Investment and Trading Compliance is to join the compliance team that handles the establishment of controls in Bloomberg AIM to ensure adherence to investment limits and restrictions included in ETF disclosure documents for ETFs sponsored by Tidal Investments. The scope of this role will span the full lifecycle of the trading compliance process—from the implementation of investment policies in fund disclosure documents into the Bloomberg AIM system through to pre- and post-trade compliance monitoring. A critical aspect will be the pre-trade compliance review and Bloomberg AIM system rules / validations.
