VP, Chief Global Compliance Officer

Aspida Financial Services LLC•Durham, NC

100d•Onsite

About The Position

Aspida is seeking a highly experienced and motivated Global Chief Compliance Officer (GCCO) to lead our global compliance program. As GCCO, you will be responsible for developing, implementing, and maintaining a robust compliance framework across our operations in the United States, Bermuda, and the Cayman Islands. This role requires a deep understanding of the insurance and reinsurance industries, particularly as they relate to annuities, and the diverse regulatory landscapes. The GCCO will play a critical role in ensuring the company adheres to all applicable laws, regulations, and ethical standards across all operational jurisdictions. The GCCO will provide strategic direction and oversight to the global compliance team, fostering a culture of compliance and integrity throughout the organization. This role reports to the Chief Legal Officer and is required to be onsite 3 days a week at our Durham, NC headquarters.

Requirements

Minimum of 10 years of experience in a senior compliance role within the insurance or reinsurance industry.
Juris Doctor (JD) or equivalent legal qualification from an accredited institution
Demonstrated knowledge of regulatory requirements in the United States, particularly those related to insurance and reinsurance.
Experience with SEC & FINRA requirements for registered products.
Experience developing and implementing compliance programs across multiple jurisdictions/regulatory frameworks.
Strong leadership and management skills, with the ability to motivate and guide a team of professionals.
Excellent communication, interpersonal, and presentation skills.
Ability to work independently and as part of a team.
Strong analytical and problem-solving skills.

Nice To Haves

Certified Anti-Money Laundering Specialist (CAMS) certification preferred.
Experience with regulatory examinations and inquiries preferred.
Knowledge of data privacy regulations, such as GDPR and CCP preferred.
Experience working with international regulatory bodies preferred.

Responsibilities

Develop, implement, and maintain a comprehensive global compliance program encompassing all relevant regulatory requirements in Bermuda, the Cayman Islands, and the United States.
Provide strategic advice and guidance to senior management and the Board of Directors on compliance matters.
Provide strategic guidance and leadership to the global compliance team, setting goals, priorities, and performance standards.
Oversee the development and delivery of compliance training programs for employees at all levels.
Conduct regular compliance risk assessments and implement appropriate controls to mitigate identified risks.
Monitor and stay abreast of changes in global regulations and industry best practices, adapting the compliance program as needed.
Collaborate with risk, internal audit, and other relevant departments to ensure alignment and effectiveness of compliance efforts.
Manage investigations into potential compliance violations and implement corrective actions.
Foster a strong culture of compliance and ethics throughout the organization.
Liaise with regulatory bodies in Bermuda, the Cayman Islands, and the United States, and provide strategic direction on the Company’s regulatory engagement.
Oversee policies and procedures related to anti-money laundering (AML), anti-bribery and corruption (ABC), data privacy, and other relevant areas.
Collaborate with other departments, including Legal, Risk Management, and Internal Audit, to ensure a coordinated approach to compliance.
Oversee and manage compliance-related budgets and resources.