Virtual Financial Advisor - Series 7 & 66 required

Raymond James Financial Services • Saint Petersburg, FL

255d • Hybrid

About The Position

The Virtual Financial Advisor position at Raymond James involves coaching and mentoring less experienced associates while overseeing over $2 billion in client assets. The role requires providing escalated support for client portfolios, ensuring compliance with fiduciary processes, and maintaining a working knowledge of capital market news. The advisor will research and educate clients on investments, manage client brokerage accounts, and ensure adherence to firm and regulatory policies. This hybrid position requires working in the office 10 days per month, with hours from 9 AM to 6 PM Eastern Time.

Requirements

• Bachelor's Degree (B.A. / B.S.) in a related discipline.
• Minimum of four (4) years of experience in the financial services industry.
• SIE required unless exempt.
• FINRA Series 7 required.
• FINRA Series 66 or 63 and 65 required.
• Must be able to be licensed in all 50 States.

Responsibilities

• Coaches and mentors less experienced Investment Central associates.
• Works in cohesion with other Virtual Financial Advisors to oversee over $2 billion in client assets.
• Provides escalated support and guidance in dealing with client portfolios and various customer queries.
• Informs appropriate management about issues with client accounts that may involve or expose the business to potential liability.
• Assists management to implement adequate controls and quality assurance processes.
• Keeps abreast of current Capital market news and its impact on client accounts.
• Researches, interprets, and translates investments within portfolios.
• Addresses sensitive client issues surrounding AML or other Supervisory alerts.
• Assists clients, branches, advisors, and back office operations with general questions.
• Manages, reviews, and approves all clients' activity.
• Establishes and manages client brokerage accounts.
• Contacts clients to review portfolios and provide investment recommendations.
• Places various trades while performing due diligence.
• Ensures firm and regulatory policies are followed.
• Performs other duties as assigned.

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level
• Industry: Professional, Scientific, and Technical Services
• Education Level: Bachelor's degree