Vice President, Regulatory Management

Fidelity Investments•Jersey City, NJ

2d•$125,000 - $258,000•Hybrid

About The Position

The Vice President of Regulatory Management serves as a leader within Asset Management Compliance, providing strategic guidance on complex regulatory matters. In this role, you will partner closely with the fund and adviser Chief Compliance Officers, as well as senior leaders across Risk, Compliance, and Legal, to assess regulatory developments, coordinate end‑to-end management of regulatory change and manage regulatory exams and inquiries affecting Asset Management’s advisers and Fidelity funds. As a member of the Asset Management Compliance Center of Excellence, you will contribute to shaping Asset Management’s compliance framework, governance, and long-term regulatory strategy. The Regulatory Management team within Asset Management Compliance (AMC) provides oversight, guidance, and strategic insight to investment teams and business leaders as Fidelity grows its business and its regulatory remit expands. The team monitors proposed regulatory changes and final rule pronouncements, collaborates with industry trade organizations, contributes to Fidelity’s overall regulatory viewpoint, and leads the coordination and management of regulatory exams and inquiries. AMC works closely with Fidelity’s investment teams across all asset classes to ensure compliance with global regulations, investor requirements, and corporate policies in the interest of promoting customer trust and confidence in Fidelity. AMC is committed to driving Fidelity forward through business partnership and stewardship, platform modernization, and talent development. Fidelity’s hybrid working model blends the best of both onsite and offsite work experiences. Working onsite is important for our business strategy and our culture. We also value the benefits that working offsite offers associates. Most hybrid roles require associates to work onsite every other week (all business days, M-F) in a Fidelity office. This does not apply to roles listed as Remote or Onsite.

Requirements

JD or other advanced degree preferred
10+ years of compliance, legal, and/or regulatory experience in investment management; or 7+ years’ asset management experience within a law firm
Deeps understanding of federal securities laws; interest in regulatory compliance
Broad familiarity with Fidelity’s businesses, investment products, and operational model
Strong ability to interpret complex regulatory requirements and clearly communicate implications, including to senior members of the firm and external regulators
Outstanding analytical, organizational, and communication skills to effectively coordinate multiple complex regulatory initiatives with overlapping timelines
Skilled facilitator capable of building consensus, influencing outcomes, and fostering productive cross‑functional partnership
Note: Fidelity is not providing immigration sponsorship for this position

Responsibilities

Assess regulatory developments
Coordinate end‑to-end management of regulatory change
Manage regulatory exams and inquiries affecting Asset Management’s advisers and Fidelity funds
Contribute to shaping Asset Management’s compliance framework, governance, and long-term regulatory strategy
Monitor proposed regulatory changes and final rule pronouncements
Collaborate with industry trade organizations
Contribute to Fidelity’s overall regulatory viewpoint
Lead the coordination and management of regulatory exams and inquiries

Benefits

comprehensive health care coverage and emotional well-being support
market-leading retirement
generous paid time off and parental leave
charitable giving employee match program
educational assistance including student loan repayment, tuition reimbursement, and learning resources to develop your career

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