Vice President, Regulatory Execution

BNY Mellon • New York, NY

3d • $69,000 - $175,000

About The Position

At BNY, our culture allows us to run our company better and enables employees’
growth and success. As a leading global financial services company at the heart
of the global financial system, we influence nearly 20% of the world’s
investible assets. Every day, our teams harness cutting-edge AI and breakthrough
technologies to collaborate with clients, driving transformative solutions that
redefine industries and uplift communities worldwide.

Recognized as a top destination for innovators, BNY is where bold ideas meet
advanced technology and exceptional talent. Together, we power the future of
finance – and this is what #LifeAtBNY is all about. Join us and be part of
something extraordinary.

We’re seeking a future team member for the role of Vice President, Regulatory
Execution to join our Credit Services Risk & Control team. This role is located
in NYC, NY or Pittsburgh PA.

In this role, you’ll make an impact in the following ways: 

Responsible for delivering precise and timely internal regulatory responses,
specifically supporting the primary ownership of FR Y-14M and FR Y-14Q
reports.

Help to strengthen the regulatory reporting control environment across the
lending divisions, Risk, Finance, Treasury/Liquidity, Technology, Data
Management, and Compliance.

Conduct thorough validation processes to ensure the accuracy and completeness
of reported data.
Perform regular reconciliations between various data sources to identify and
resolve discrepancies. 

Oversee and maintain a tracking system for Internal Audit and SOX
(Sarbanes-Oxley) requests, ensuring all inquiries are addressed promptly and
efficiently. Take responsibility for investigating audit testing findings by
gathering and organizing all necessary supporting documentation and
maintaining comprehensive audit trails to facilitate transparency and
accountability throughout the audit process.

Develop and maintain dashboards that visually track and summarize critical
metrics, ensuring transparency and clarity across teams.

Prepare governance materials for senior management meetings and forums,
supporting effective oversight and decision-making processes by presenting
clear and actionable information.

Collaborate closely with data stewards and engineers to drive the
implementation of AI automation to minimize manual data entry and errors,
thereby enhancing the efficiency and reliability of regulatory reporting
processes.
Proactively identify and escalate data issues, process control gaps, and
blockers, drive follow-through to closure.

Requirements

• Bachelor's degree or the equivalent combination of education and experience is required.
• 5-10 years of experience in credit services, investment advisory, or a related field.
• Exposure to liquidity risk, treasury, and/or capital planning.
• Familiarity with Federal Reserve supervisory processes (e.g., MRAs/MRIAs) and regulatory exams.
• Knowledge of data governance (e.g., lineage, critical data elements, data quality rules).
• Experience building dashboards and governance/executive reporting.
• Strong analytical and problem-solving skills with the ability to assess complex credit scenarios.
• Excellent communication and interpersonal skills to effectively engage with clients and internal teams.

Nice To Haves

• Advanced Excel, Share Point and PowerPoint skills preferred.

Responsibilities

• Delivering precise and timely internal regulatory responses, specifically supporting the primary ownership of FR Y-14M and FR Y-14Q reports.
• Help to strengthen the regulatory reporting control environment across the lending divisions, Risk, Finance, Treasury/Liquidity, Technology, Data Management, and Compliance.
• Conduct thorough validation processes to ensure the accuracy and completeness of reported data.
• Perform regular reconciliations between various data sources to identify and resolve discrepancies.
• Oversee and maintain a tracking system for Internal Audit and SOX (Sarbanes-Oxley) requests, ensuring all inquiries are addressed promptly and efficiently.
• Take responsibility for investigating audit testing findings by gathering and organizing all necessary supporting documentation and maintaining comprehensive audit trails to facilitate transparency and accountability throughout the audit process.
• Develop and maintain dashboards that visually track and summarize critical metrics, ensuring transparency and clarity across teams.
• Prepare governance materials for senior management meetings and forums, supporting effective oversight and decision-making processes by presenting clear and actionable information.
• Collaborate closely with data stewards and engineers to drive the implementation of AI automation to minimize manual data entry and errors, thereby enhancing the efficiency and reliability of regulatory reporting processes.
• Proactively identify and escalate data issues, process control gaps, and blockers, drive follow-through to closure.

Benefits

• BNY offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy.
• We provide access to flexible global resources and tools for your life’s journey.
• Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves, including paid volunteer time, that can support you and your family through moments that matter.

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level
• Number of Employees: 1-10 employees