US IB Operations Reporting Analyst
About The Position
Do you thrive in a fast-paced environment, as someone who can balance supporting business growth and an evolving regulatory environment whilst demanding high-standards of control and risk management? Do you have an appetite to understand the front-to-back flow to come up with creative ways to manage risk and improve efficiency? We're looking for a US IB Operations Reporting Analyst to: Work closely with front office, Operations, Technology, Finance, Compliance and Regulatory Affairs to ensure operational and regulatory risk is managed appropriately Perform adherence testing of procedure and controls and deep dives on operational risk events Assist with internal and external audit inquiries impacting the Broker Dealer Proactively identify and address risks and issues Challenge the status quo and seek opportunities for process efficiency and automation across the front to back The expected salary range(s) for this role as of the date of this posting is/are based on factors including, but not limited to, experience, qualifications, education, location and skill level. This role may also be eligible for discretionary incentive compensation. For benefits information, please visit ubs.com/usbenefits. At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs. From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we're more than ourselves. Ready to be part of #teamUBS and make an impact?
Requirements
- Experience performing Broker Dealer/Banking industry regulated processes and/or controls
- Ability to build and retain relationships with clients, stakeholders and the team
- Ability to think creatively, flexibly and think logically to solve problems
- Experience in risk assessment, control design and implementation
- Ability to proactively escalate issues and risks
- Experience with adherence testing and/or audits of critical processes and controls
- Interested in digitalization and have an affinity with technology
- Strong attention to details
- Excel, PowerPoint, or Alteryx experience
- Strong communication skills
Responsibilities
- Work closely with front office, Operations, Technology, Finance, Compliance and Regulatory Affairs to ensure operational and regulatory risk is managed appropriately
- Perform adherence testing of procedure and controls and deep dives on operational risk events
- Assist with internal and external audit inquiries impacting the Broker Dealer
- Proactively identify and address risks and issues
- Challenge the status quo and seek opportunities for process efficiency and automation across the front to back
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What This Job Offers
Job Type
Full-time
Career Level
Mid Level
Industry
Securities, Commodity Contracts, and Other Financial Investments and Related Activities
Education Level
No Education Listed
Number of Employees
5,001-10,000 employees
