Trading Consultant

LPL Financial•San Diego, CA

9d•$36 - $60

About The Position

Joining our team as a Consultant on our Rebalancing and Model Management Trading Support Desk will allow you to provide trading support to our financial advisors by offering an extraordinary quality service experience. Our trading team's main priority is to create a reliable support system for our clients so they can easily grow their practice. Being flexible and adaptable to competing priorities will be key success factors for this position.

Requirements

2 to 5 years of Financial Services Experience
1 plus years of customer services/call center environment experience
Knowledge of Mutual Funds, equities and options
Knowledge of trading regulations and requirements
Strong MS Office skills required and Beta, Siebel, ClientWorks, or other trading platform experience preferred

Nice To Haves

Experience with Jira Project Management software and QA/UAT testing is a plus
A strong background or experience in agile project management, public speaking, coaching, and talent development is a plus
Series 7 preferred

Responsibilities

Provides system support and guidance to advisors regarding our systems, including model management, rebalancing functionality, and block trading tools.
Maintains a working knowledge about equity, option, ETF, and mutual fund products, the markets, and keeps understanding of the market impact and execution complexities of large trades. In addition, Consultants must maintain strong knowledge of two separate Trading System capabilities and rebalancing methodologies.
Masters all aspects of the systems to educate and consult advisors on the best way to utilize system capabilities to obtain their desired objective(s) utilizing strong customer service skills.
Assists 20-35 inbound calls a day. Consultants are also expected to support LPL's volume contingency plan (VCP) by training and supporting Equity Trading and/or Mutual Fund Trading in a VCP capacity.
Works closely with the Business Transition Partners (Recruiting) team to showcase Enhanced Trading's capabilities to prospective LPL Financial advisors and then help them train and onboard the advisor once in the onboarding process.
Rebalancing consultants will support advisor-facing virtual demonstrations, educational workshops around key functionality and partner with Technology agile project management.
Additional responsibilities or duties may be assigned to you as needed or determined.