Trading and Operations - Analyst

iCapital • Boca Raton, FL

7h • $65,000 - $75,000 • Hybrid

About The Position

iCapital is looking for an Analyst to join the Structured Investments Distribution team to focus on operations and assist the Trading department. This role will support the Trading department within the Structured Investments Distribution team with order entry, security set up, resolving trade breaks, and month-end closeouts. This role will work closely with cross-functional team members, vendors, and clients.

Requirements

• Bachelor’s degree in finance or economics
• Series 7 and 63 licenses or must obtain licenses within 4 months of hire date
• Operational or trading experience is preferred
• Strong organizational skills and solid attention to detail
• Strong verbal, written, and interpersonal communication skills
• Proficient with Microsoft Suite (i.e. PowerPoint and Excel)
• Able to escalate and communicate effectively
• Able to work independently and take initiative

Responsibilities

• Work with trading partners to resolve trade breaks and DKs.
• Send offering documents to RBC to have securities set up internally.
• Assist with opening new accounts at RBC and in Bloomberg.
• Enter orders into iCapital Exchange.
• Assist with month-end calendar closeouts.
• Confirm orders with RIAs, broker dealers, and issuers to ensure order accuracy.
• Run trades in Bloomberg using TOMs.
• Monitor TRACE reports and work with trading partners to correct any trades that are unmatched.

Benefits

• The base salary range for this role is $65,000 to $75,000. iCapital offers a compensation package which includes salary, equity for all full-time employees, and an annual performance bonus. Employees also receive a comprehensive benefits package that includes an employer matched retirement plan, generously subsidized healthcare with 100% employer paid dental, vision, telemedicine, and virtual mental health counseling, parental leave, and unlimited paid time off (PTO).

What This Job Offers

• Job Type: Full-time
• Career Level: Entry Level
• Number of Employees: 501-1,000 employees