Trade Surveillance Analyst

HuronChicago, IL
Hybrid

About The Position

Huron is a global consulting organization that helps clients drive growth, enhance business performance, and sustain leadership. As a member of the corporate team, you will help evolve Huron's business model to stay ahead of market forces, industry trends, and client needs. This is a contract-based opportunity for a career contractor with a focus in Trade Surveillance, involving a hybrid work schedule located in Midtown NYC. The role is crucial for ensuring compliance with appropriate rules, regulations, and firm policies by conducting daily surveillance and managing trade alerts.

Requirements

  • Experience as a career contractor with a focus in Trade Surveillance
  • Experience with trade surveillance systems
  • Knowledge of appropriate rules, regulations, and firm policies for compliance
  • Ability to perform research and investigations
  • Ability to document research results and escalate violations and/or suspicious activity
  • Ability to liaise with Information Technology and Senior Management

Responsibilities

  • Clear trade alerts that have been backed up due to a change in trade surveillance systems
  • Conduct daily surveillance to ensure compliance with appropriate rules, regulations, and firm policies
  • Perform research and investigations to identify the reason for potential violations
  • Document research results and escalate violations and/or suspicious activity according to firm policy and regulatory requirements
  • Liaise with Information Technology and Senior Management in the development, review, and clearing of surveillance models

Benefits

  • Competitive compensation and benefits package
  • Medical, dental, and vision coverage to employees and dependents
  • A 401(k) plan with a generous employer match
  • An employee stock purchase plan
  • A generous Paid Time Off policy
  • Paid parental leave
  • Adoption assistance
  • Wellness Program supports employee total well-being by providing free annual health screenings and coaching, bank at work, and on-site workshops, as well as ongoing programs recognizing major events in the lives of our employees throughout the year
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