Trade Surveillance Analyst
TEKsystems•Saint Petersburg, FL
454d
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About The Position
The Trade Surveillance Analyst role at TEKsystems involves conducting ongoing reviews to ensure compliance with regulations and to limit firm liability. The position focuses on monitoring employee personal trading activities and familial relationships to detect potential conflicts of interest. Analysts will work closely with transitioning financial advisors and sales management to address supervisory concerns and ensure adherence to industry rules and platform policies.
