Trade Surveillance Analyst, Compliance
Sumitomo Mitsui Financial Group•Jersey City, NJ
395d•$72,000 - $85,000•Remote
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About The Position
The Trade Surveillance Analyst position at Sumitomo Mitsui Banking Corporation (SMBC) involves monitoring compliance risks and issues related to corporate banking, investment banking, and broker-dealer activities. The role requires collaboration with various departments to ensure adherence to regulatory standards and effective implementation of compliance policies. The analyst will be responsible for reviewing trade surveillance alerts, conducting investigations into market abuse and insider trading, and engaging with stakeholders to address potential risks.
