Temporary Regulatory Compliance Consultant – Risk Consulting (Financial Services)

RSM US LLP

85d • $40 - $60

About The Position

RSM is seeking a Regulatory Compliance professional with experience performing internal audits, anti-money laundering (AML), and lending or deposit compliance reviews for financial institutions to join our Risk Consulting team on a temporary engagement. The ideal candidate is self-motivated, detail-oriented, and eager to contribute in a fast-paced, evolving environment supporting our financial institution clients.

Requirements

• Bachelor’s degree in Accounting, Finance, Business, or a related field; or a Law degree
• Minimum of 4 years of regulatory compliance experience within a financial institution, consulting firm, or regulatory agency
• Strong understanding of key banking laws and regulations, including the Fair Credit Reporting Act (FCRA), Truth in Lending Act (TILA), Home Mortgage Disclosure Act (HMDA), Fair Lending, Truth in Savings Act (TISA), and Bank Secrecy Act (BSA)
• Familiarity with consumer financial products and services such as deposit accounts, loans, mortgages, and credit cards

Nice To Haves

• CRCM, CAMS, CCBCO, AMLP, or other regulatory compliance certification preferred
• Prior experience with a national or regional public accounting firm, or as a regulatory compliance officer, internal auditor, or examiner at a financial institution or agency
• Exceptional communication, leadership, and analytical skills, with the ability to review workpapers, prepare reports, and present results
• Strong organizational and time management skills, capable of managing multiple projects simultaneously
• Understanding of FINRA and SEC rules is a plus

Responsibilities

• Manage and deliver regulatory compliance assessments and related services for banks, credit unions, broker-dealers, and other financial institutions
• Perform independent BSA/AML/OFAC testing for community-based financial institutions, including credit unions
• Lead engagement activities from planning through execution, reporting, and wrap-up, including conducting exit meetings and supporting risk assessment documentation
• Identify areas of non-compliance with banking laws and regulations and develop actionable recommendations
• Demonstrate knowledge across lending, deposit compliance, and BSA/AML frameworks
• Communicate clearly with clients regarding review processes, findings, and improvement opportunities
• Provide high-quality, timely client service that meets or exceeds expectations
• Maintain awareness of regulatory updates and industry trends relevant to financial institutions

Benefits

• Competitive benefits and compensation package
• Flexibility in your schedule

What This Job Offers

• Education Level: Bachelor's degree
• Number of Employees: 5,001-10,000 employees