Surveillance Senior Analyst (AVP) - Foreign Exchange, Fixed Income, Markets
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About The Position
The senior compliance risk analyst for Independent Compliance Risk Management (ICRM)’s Surveillance (Trade Surveillance) team is responsible for the oversight for surveillance services designed to detect behaviors that may violate regulatory rules or internal policies and procedures. Additionally, this role is responsible for the design and implementation of new or enhanced surveillances. When potentially anomalous behavior is detected, the team is responsible for escalating the activity and working collaboratively with partners across the first and second lines of defense to determine the appropriate resolution of the matter. The ICRM Global Surveillance platform encompasses a number of surveillance related portfolios including trade surveillance, e-communications, and voice surveillance, employee trading, outside activities surveillance, and information barrier surveillance.
