First Command Financial Services-posted about 1 year ago
$74,000 - $95,000/Yr
Full-time • Senior
Onsite • Fort Worth, TX
Real Estate

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The Supervision Principal at First Command Financial Services is responsible for managing risk through pre- and post-sale suitability and best interest reviews. This role involves supporting advisors with education and training on compliance requirements, reviewing business submissions, and ensuring that client recommendations align with their best interests. The position requires a strong understanding of regulatory policies and the ability to monitor transactions effectively while maintaining service level agreements.

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