Staff Auditor I

First City Credit Union•Altadena, CA

About The Position

The Staff Auditor I will assume, but not be limited to, the following responsibilities: Reviews newly funded consumer, Visa, real estate, and rewritten loans to ensure they a) were approved within credit union loan policy standards (including loan officer's authority limits), b) contain all necessary documentation, and c) were booked/funded correctly. Under direct supervision compiles monthly data on loan activity, file maintenance, account/share activity, rewrites/extensions, and dormant accounts. Follows up on internal and external audit exceptions to ensure they are addressed and/or resolved appropriately. Conducts branch audits to include cash counts, reviewing negotiable items, verifying security procedures, and verifying new accounts. Assists in quality control review of electronic files and records. Assists in the monthly audit program by reviewing the following areas: Dormant accounts (including accessing members' accounts as a teller) Closed accounts Monthly member statements Corporate cards Pending titles (auto loans) Any other assistance necessary regarding the internal audit monthly audit program

Requirements

Minimum two years of college coursework in accounting, finance, or a related field
Minimum three years of experience in any of the following areas: auditing, branch/cash operations, central operations, lending, information systems, enterprise risk management, compliance, or accounting
Proficient in Microsoft Office Suite

Nice To Haves

Familiarity with standard consumer and real estate loan files and documentation preferred
CIA or CCUIA designation preferred

Responsibilities

Reviews newly funded consumer, Visa, real estate, and rewritten loans to ensure they were approved within credit union loan policy standards, contain all necessary documentation, and were booked/funded correctly.
Compiles monthly data on loan activity, file maintenance, account/share activity, rewrites/extensions, and dormant accounts.
Follows up on internal and external audit exceptions to ensure they are addressed and/or resolved appropriately.
Conducts branch audits to include cash counts, reviewing negotiable items, verifying security procedures, and verifying new accounts.
Assists in quality control review of electronic files and records.
Assists in the monthly audit program by reviewing dormant accounts, closed accounts, monthly member statements, corporate cards, and pending titles (auto loans).