Sr. Regional Manager, Schwab Wealth Advisory

Charles Schwab • Bellevue, WA

79d

About The Position

Investor Advice Solutions consists of Schwab Wealth Advisory, Centralized Service & Operations, and Wealth Strategies Consulting Group. Schwab Wealth Advisory is a premier, fee-based and non-discretionary investment advisory solution providing clients with a personal relationship, specialized service, and ongoing advice built on Schwab's approach to investing. The Centralized Service & Operations group supports Fixed Income and Schwab Wealth Advisory clients as the client-facing phone teams. The Wealth Strategies Consulting Group addresses complex wealth management needs of clients through our Planning and Wealth Strategy teams. Additionally, they provide specialized products to meet income generation, risk mitigation, and liquidity needs. As a Senior Regional Manager, you will coach and counsel a team of 10-12 Wealth Advisors and Associate Wealth Advisors in a collaborative environment designed to both grow and support the client base they support. We value integrity, open communication, strong market knowledge, and a passion for client service. If you want to work with a firm that is dynamic, client-focused, invests in your growth, and values your contributions, consider a career as a Senior Regional Manager.

Requirements

• CFP® designation required, CFA® designation required (may consider 24 month condition of employment).
• Bachelor's Degree required.
• Active and valid FINRA Series 7 license required.
• Active and valid FINRA 66 license required (may consider a 120-day COE).
• Active and valid FINRA 9/10 required (may consider a 120-day COE).
• Five plus years' experience in the financial services industry.
• Minimum of 2 years supervisory experience strongly preferred.

Responsibilities

• Coach and counsel a team of 10-12 Wealth Advisors and Associate Wealth Advisors.
• Inspire your team by providing support and championing the collaborative Schwab culture.
• Build and foster relationships with internal partners and clients.
• Establish strategies and design plans to ensure asset and service targets are met.
• Monitor client interactions and coach to improve service and advice quality.
• Perform compliance and administrative tasks inherent in the financial services industry.

Benefits

• Eligible for bonus or incentive opportunities.

What This Job Offers

• Job Type: Full-time
• Career Level: Senior
• Industry: Securities, Commodity Contracts, and Other Financial Investments and Related Activities
• Education Level: Bachelor's degree