Sr. Paralegal, Securities

Visa-posted about 1 year ago
Full-time • Mid Level
Hybrid • Denver, CO
Credit Intermediation and Related Activities
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The Sr. Paralegal will support Visa's corporate securities functions, focusing on compliance with securities laws and regulatory filings. This role involves collaboration with the legal team and various stakeholders to ensure adherence to corporate practices and policies, while providing general paralegal support. The position is based in Denver, Colorado, and operates in a hybrid work environment.

  • Support legal team with securities law compliance and other SEC, NYSE and other regulatory filings.
  • Support periodic and ad-hoc regulatory reporting and related internal processes, including Forms 10-K, 10-Q, 8-K, and proxy statements.
  • Oversee international securities filing related to employee equity and ESPP purchases ensuring compliance with local laws.
  • Partner with cross-functional teams on various corporate legal matters, special projects and processes.
  • Support Visa's capital market transactions, including assisting with due diligence and KYC requests.
  • Experience working with transfer agents and assisting with shareholder questions and inquiries.
  • Assist with document production for SOX compliance, internal audits, and other compliance requirements.
  • Support overall corporate governance and compliance processes, including general record-keeping and preparation of board meeting materials.
  • 5 or more years of relevant work experience with a Bachelor's Degree or at least 2 years of work experience with an Advanced degree (e.g. Masters, MBA, JD, MD) or 0 years of work experience with a PhD.
  • 6 or more years of work experience with a Bachelor's Degree or 4 or more years of relevant experience with an Advanced Degree or up to 3 years of relevant experience with a PhD.
  • Applicable experience as a corporate paralegal, preferably with a top-tier international law firm or a global in-house legal department at a large public company.
  • High quality and accuracy of written work and experience conducting and distilling legal research and reviewing public filings.
  • Proficiency with Section 16 filings and EDGAR filings preferred.
  • Excellent attention to detail, organizational and time management skills.
  • Ability to work independently but assist the team in varied matters in a fast-paced environment.
  • Ability to prioritize and experience managing numerous projects simultaneously under deadline pressure.
  • A highly collaborative mindset, with a positive attitude, humor, humility, professionalism, collegiality, and desire to make an impact.
  • Ability and willingness to take initiative to identify and address problems and make continuous process improvements.
  • Experience working on highly confidential, sensitive matters.
  • High Proficiency in Microsoft Office programs including Word, Excel, PowerPoint, Outlook and Teams.
  • Licensed, or willing to be a notary public.
  • Potential sales incentive payments
  • Eligibility for bonus and equity based on performance.
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