T. Rowe Price-posted 3 months ago
$108,000 - $184,000/Yr
Full-time • Mid Level
Hybrid • Baltimore, MD
Securities, Commodity Contracts, and Other Financial Investments and Related Activities

At T. Rowe Price, we identify and actively invest in opportunities to help people thrive in an evolving world. As a premier global asset management organization with more than 85 years of experience, we provide investment solutions and a broad range of equity, fixed income, and multi-asset capabilities to individuals, advisors, institutions, and retirement plan sponsors. We take an active, independent approach to investing, offering our dynamic perspective and meaningful partnership so our clients can feel more confident. We believe doing the right thing for our clients and our associates is good business. With a career at the firm, you can expect opportunities to create real impact at work and in your community. You'll enjoy resources to support your career path, as well as compensation, benefits, and flexibility to enrich your life. Here, you'll find a collaborative culture that respects and values differences and colleagues who share a spirit of generosity. Join us for the opportunity to grow and make a difference in ways that matter to you.

  • Advises clients in maintaining and enhancing their respective compliance programs and leads projects to improve compliance processes/programs.
  • Provides strategic consulting to the senior managers responsible for business unit compliance.
  • Manages projects from a compliance perspective that span months and quarters (sometimes years).
  • Advises on the testing of policies and procedures for certain business units at the firm.
  • Assists external regulatory reviews and provides information to the consultants who perform the regulatory reviews.
  • Provides support to senior leadership and meets with clients to discuss compliance at T. Rowe Price.
  • Responsible for drafting quarterly and annual chief compliance officer reporting under Rule 38a-1 and Rule 206(4)-7.
  • Bachelor's degree or the equivalent combination of education and relevant experience
  • 8+ years of total relevant work experience
  • Knowledge and understanding of Investment Company and Adviser Acts, Mutual Fund and ETF compliance regulations, programs and best practices
  • Ability to analyze and interpret complex data sets, as well as give guidance to business
  • Adaptability, flexibility and a 'can-do' attitude
  • Comfortable engaging various technologies
  • Excellent written and verbal communication skills
  • Superb critical-thinking and problem-solving skills
  • Advanced analytical, interpretive, and organizational skills
  • Proficient with all Microsoft Suite applications (Outlook, Excel, Word, etc.)
  • Familiarity with Office 365 and associated applications
  • Competitive compensation
  • Annual bonus eligibility
  • A generous retirement plan
  • Hybrid work schedule
  • Health and wellness benefits, including online therapy
  • Paid time off for vacation, illness, medical appointments, and volunteering days
  • Family care resources, including fertility and adoption benefits
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