Sr. Financial Advisor

Vanguard • Dallas, TX

333d • Hybrid

About The Position

At Vanguard, we're different by design. Since our founding in 1975, we set out to take a stand for our investors. To create a company that puts them at the center of what we do and inspire our crew to work on their behalf. Simply put-at Vanguard, we don't just have a mission. We're on a mission, and we want you to be a part of it! As a Financial Advisor within Vanguard's Advice & Wealth Management sub-division, you will develop tailored strategies that will help our clients achieve their unique financial goals. You will provide advice using ongoing portfolio management solutions targeting clients and prospects with portfolios of $1-5M in investable assets using Vanguard products and the fullest expression of our wealth management offer.

Requirements

• Five years' experience in financial advice/planning with a focus in trusts. Experience within Financial Services industry preferred.
• Undergraduate degree or equivalent combination of training and experience. Graduate degree preferred.
• This job requires a Series 7, 63 or 66 regulatory license and/or registration (e.g. FINRA, state, SFC) as well as the SIE or ability to acquire once in the role.
• CFP required.

Responsibilities

• Onboard clients and manage a book of business which can include trusts and individual assets.
• Communicate Vanguard's investment philosophy and make recommendations that consider client suitability and risk tolerance.
• Provide financial planning solutions using Vanguard's research and investment methodology.
• Work in a collaborative team environment, partnering with internal resources to serve client needs and goals related to investment advice, tax strategies, legacy & estate planning, philanthropic giving, and corporate trust services.
• Manage trusts as an investment manager and as a trustee, in partnership with internal Trust Administrators.
• Promote continuous professional development by maintaining an advanced understanding of financial planning, capital markets, and the financial industry.
• Coach and support peers.

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level
• Industry: Funds, Trusts, and Other Financial Vehicles
• Education Level: Bachelor's degree