Sr Analyst, Investment Compliance

PanAgora Asset Management • Boston, MA

17d • $90,000 - $150,000

About The Position

The Senior Analyst, Investment Compliance, is responsible for supporting the firm's investment compliance program. This includes reviewing client investment guidelines and investment management agreements, coding compliance rules for client accounts into the investment compliance system, and monitoring pre- and post-trade alerts. The Senior Analyst will also work with other departments, such as legal, finance, portfolio management, trading and operations, to ensure that the firm adheres to all client and regulatory guidelines.

Requirements

• Bachelor's degree in a related field, such as finance, law, or accounting
• 5+ years of experience in investment compliance, with a focus on the financial services industry
• Strong understanding of regulatory requirements, such as those of the Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC)
• Strong analytical and problem-solving skills
• Excellent written and oral communication skills
• Ability to work independently and as part of a team
• Ability to manage multiple projects simultaneously
• Ability to work under pressure and meet deadlines

Nice To Haves

• Experience in Enfusion Compliance System a plus
• SQL and Java knowledge a plus

Responsibilities

• Review client investment management agreements
• Code new accounts into the compliance management system
• Monitor pre- and post-trade compliance alerts
• Develop and maintain strategic relationships with multiple teams within PanAgora; Client Service, Portfolio Management, Trading, Legal, etc.
• Work with departments to ensure compliance with all applicable laws and regulations

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level