Specialist, Regulatory Services

TEKsystemsOaks, PA
382d$70,000 - $95,000Remote

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About The Position

The Specialist in Regulatory Services will serve as the main point of contact and subject matter expert for regulatory reporting requirements and Investment Advisor compliance. This role involves researching regulatory requirements, managing filing schedules, and ensuring efficient reporting processes for various funds. The position is critical in maintaining compliance and improving existing processes within the Regulatory Solutions team, which has experienced significant growth and success in recent years.

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