Zions Bank-posted 3 months ago
Full-time • Mid Level
Salt Lake City, UT
Credit Intermediation and Related Activities

Zions Bancorporation is seeking a SOX Compliance Officer to join our team in Salt Lake City, Utah. This role focuses on managing and enhancing the Routine Process aspects of the SOX compliance program. The individual will work closely with the Director of SOX Programs and will gain broad exposure to the company's operations by interacting with leaders in finance, accounting, technology, and operations, as well as with external and internal auditors. The goal is to establish a consistent, repeatable, and sustained SOX approach across the organization.

  • Oversee SOX compliance of routine processes including the financial statement close process, reconciliation processes, and investment processes.
  • Collaborate with leadership and audit teams to plan and execute the annual SOX compliance program.
  • Evaluate current business processes to identify improvements and efficiencies, particularly through risk rationalization and automation.
  • Perform risk identification and assessments for SOX compliance related to routine processes.
  • Maintain and improve SOX process flow charts and documentation, identifying areas for automation.
  • Assist or lead process-mapping and provide training for business process owners.
  • Help business partners address deficiencies and work with audit teams to analyze and remediate issues.
  • Participate in SOX compliance testing and validate results to support compliance.
  • Bachelor's degree in Finance, Accounting, or related field.
  • 2 to 6 years of relevant experience in accounting, SOX risk assessment, automation, testing, and internal control evaluation.
  • Certified Public Accountant (CPA), Certified Internal Auditor (CIA), or equivalent required.
  • Experience in public accounting with SEC clients and controls testing preferred.
  • Auditing skills with in-depth experience with SOX 404.
  • Proficiency with Archer or other GRC tools.
  • Proficiency with Blueworks Live preferred.
  • Proficiency in Microsoft Office, including Visio.
  • Medical, Dental and Vision Insurance - START DAY ONE!
  • Life and Disability Insurance, Paid Parental Leave and Adoption Assistance.
  • Health Savings (HSA), Flexible Spending (FSA) and dependent care accounts.
  • Paid Training, Paid Time Off (PTO) and 11 Paid Federal Holidays.
  • 401(k) plan with company match, Profit Sharing, competitive compensation.
  • Mental health benefits including coaching and therapy sessions.
  • Tuition Reimbursement for qualifying employees.
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