Senior Licensing & Registration Professional

Cetera Financial Group • Saint Cloud, MN

293d • $45,000 - $55,000

About The Position

Cetera is currently seeking an Introducing Senior Licensing & Registration Specialist for our team located in St. Cloud, MN. This is a unique opportunity to join our team in providing operational support and world-class customer service to our clients. There is potential for this to be a hybrid role based on a successful training period.

Requirements

• Customer service skills
• Flexible and adaptable to change
• Strong communication and organizational skills
• Positive role model to colleagues
• Highly responsive to coaching and training
• Independent; able to work and resolve complex issues with minimal guidance
• Ability to learn quickly and multi-task effectively in a fast-paced environment
• Team player attitude
• Energetic and results-oriented

Nice To Haves

• Previous experience in the financial industry
• Bachelor's degree
• Series 99, 6 or 7 licensed
• Demonstrated experience delivering excellent problem resolution, organizational and follow-up skills
• Ability to multi-task while staying on track with regulatory deadlines, field inquiries, and internal assignments

Responsibilities

• Ensure that the appropriate paperwork is filed in a timely manner with all State and Government Agencies
• Manage/Process reps carrier appointments, renewals and invoices
• Assist reps with continuing education questions and study material
• Research and resolve unique situations and complex errors associated with the FINRA registration process, regulatory questions and related issues, etc.
• Maintain data for the internal and external registration and disclosure systems, including FINRA CRD
• Lead from the front by contributing to the development and improvement of procedure, processes, and workflow to increase efficiencies
• Be the first point of contact for our Representatives' Licensing & Registration questions
• Respond to telephone inquiries from internal and external customers
• Project work as necessary
• Other duties as assigned

Benefits

• Competitive performance-based bonus

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level
• Industry: Securities, Commodity Contracts, and Other Financial Investments and Related Activities
• Education Level: Bachelor's degree