Senior Legal Analyst

Fidelity Investments • Smithfield, RI

96d • Onsite

About The Position

The Legal Operations Senior Analyst will interpret, analyze, and respond to legal, government, or regulatory documents within a strict timeframe set by these entities. The Associate must perform these tasks while being cognizant of the real and potential risk and liability to Fidelity and its customers.

Requirements

• Bachelor's degree and/or equivalent (1-3) years of legal, compliance and/or regulatory experience.
• Experience in the financial services industry or legal setting.
• Paralegal certificate a plus.
• Knowledge of the industry.
• Excellent interpersonal skills.
• Strong command of the written language.
• Excellent organizational and time-management skills.
• Independent and team contributor.

Responsibilities

• Interpret rules and regulations that govern a vast array of legal and regulatory documents.
• Analyze, interpret, and respond to complex documents that need precise and accurate responses to ensure appropriate responses to legal, governmental or regulatory authority.
• Analyze court and administrative orders to determine enforceability and when to restrict accounts or transfer assets in accordance with legal documents.
• Analyze and respond to subpoena requests, determining scope of production and what documents can be produced.
• Respond to Class Action requests.
• Respond to child support, tax, and federal levies.
• Be responsible for a number of workflows as volumes require.
• Regularly interact with regulators, attorneys, and customers on highly visible and complex items.
• Explain rationale for Fidelity's policy or position with respect to legal documents.
• Build and maintain internal and external working relationships necessary to elicit information and assistance in completing responses within strict timeframe.
• Develop strong command of the relevant rules, laws, and regulations, as well as Fidelity's internal policies and procedures.

What This Job Offers

• Job Type: Full-time
• Career Level: Mid Level
• Industry: Securities, Commodity Contracts, and Other Financial Investments and Related Activities
• Education Level: Bachelor's degree