Senior Lead Compliance Officer - Regulatory Change & Inventory Management (RCIM)
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About The Position
Wells Fargo is seeking a Senior Lead Compliance Officer to join the Regulatory Change & Inventory Management (RCIM) team within Wells Fargo Compliance. As part of the RCIM team, the Senior Lead Compliance Officer will lead several critical tasks required to support the development and maintenance of Wells Fargo’s regulatory inventory, as well as the management and implementation of regulatory changes. In this role, you will: Use innovative thinking to critically challenge existing processes, controls, roles and responsibilities, and procedures for maintaining the regulatory inventory and managing regulatory change. Create synergies with collaborative business partnerships to drive efficient results which support the broader goal of simplifying the regulatory change and inventory management process and operations. Support implementation of the regulatory inventory product by providing consultative guidance to impacted stakeholders. Develop, oversee, and provide expert business and regulatory compliance functional knowledge. Provide regulatory compliance risk expertise and consulting for projects and initiatives with high risk across multiple business lines. Identify, develop, and implement process improvement opportunities and control development. Create and develop enhancement roadmap or outline of pain points for prioritizing and escalating development needs for third-party vendor tool. Influence technical solutions to support regulatory change and inventory management applications and maintenance enhancements. Determine how downstream Wells Fargo applications (RRCM, SHRP) can improve integration with third-party vendor tool. Improve processes/workflows between third-party vendor tool and internal applications to increase efficiencies. Serve as subject matter expert for third party vendor tool to leverage platform knowledge to enhance compliance processes. Point person for testing and validating enhancements to third party vendor modules. Inform internal Wells Fargo Compliance groups of third-party vendor tool enhancements and how to integrate new features into workflows. Develop and deliver trainings to impacted Wells Fargo stakeholders on the use of the various modules within the third-party vendor tool. Manage third-party vendor tool data remediation and timely resolutions. Identify, timely escalate and resolve issues. Provide oversight on the quality of third-party vendor tool deliverables to ensure they meet internal Wells Fargo expectations. Monitor and assess how third-party vendor tool enhancements align with Wells Fargo’s internal framework, processes and target state, providing feedback and identifying desired functionalities.
