Senior Internal Auditor

Intercontinental Exchange Holdings, Inc.•Chicago, IL

About The Position

The Senior Internal Auditor is responsible for conducting integrated operational and compliance related testing of both manual and automated controls. This role involves developing a deep understanding of ICE’s North American derivatives exchange and clearinghouse operations, assisting with audit risk assessments, and completing audit assignments within set timeframes and budgets. The auditor will perform independent appraisals of policies and procedures, document audit processes according to departmental standards, and effectively communicate identified control deficiencies to management. Maintaining strong relationships with internal stakeholders and drafting audit reports are also key aspects of the position. The role requires participation in audits of general business and information technology functions to support the annual audit plan and involves travel for audit and training purposes.

Requirements

Minimum of Bachelor's degree or with a commitment to maintaining or obtaining appropriate professional certification (e.g. CIA, CPA, CFA, CFE, CISA).
2+ years in internal audit or equivalent experience.
Excellent communication, organization and time management skills with appropriate attention to detail.
Ability to perform multiple projects simultaneously.
Must be proficient in Word, Excel, and PowerPoint.
Ability to adapt in a high growth, rapidly evolving industry.
Ability to travel up to 10 percent; including international.

Nice To Haves

Knowledge of financial services industry and infrastructure a plus.

Responsibilities

Conduct integrated operational and compliance related testing of manual and automated controls.
Develop a thorough understanding of the ICE’s North American derivatives exchange and clearinghouse operations.
Assist with the completion of audit risk assessments.
Complete audit assignments within established time frames and budgets.
Perform independent appraisal of policies and procedures.
Document audit procedures performed in accordance with departmental procedures and standards.
Communicate identified control deficiencies to management effectively.
Maintain effective relationships with internal stakeholders.
Draft audit reports and participate in exit meetings with management to discuss findings and responses.
Travel to other locations as required for internal audit and training purposes.
Participate in audits of the general business and information technology functions in supporting the execution of the annual audit plan.